The reporting and disclosure duty applies to members of the Executive Board and of the Supervisory Board, and to persons closely associated with them. It also applies to legal entities, other companies, or organizations acting by order of or in the interests of the aforementioned persons. Transactions involving financial instruments of Mutares SE & Co. KGaA or derivatives of these financial instruments must be reported. Any subsequent transactions once a total transaction volume of EUR 5,000.00 has been reached within a calendar year must be reported. The transactions of each person are to be considered separately.

DateNameFunctionTransaction typeNo. of SharesShare PriceVolume
10.11.2021Johannes LaumannExecutive BoardSale of shares to settle acquisition costs ("sell-to-cover" sales) - Transaction under a stock option program5,19523.9677 124,512.2020
10.11.2021Johannes LaumannExecutive BoardExercising options as part of a stock option program7,5009.13 68,475.00
20.10.2021Robin LaikExecutive BoardEndowment to Louisa Laik100,000
20.10.2021Robin LaikExecutive BoardEndowment to Hanna Laik100,000
20.10.2021Robin LaikExecutive BoardEndowment to Jonathan Laik100,000
20.10.2021Robin LaikExecutive BoardEndowment to Daniel Laik100,000
15.10.2021Robin LaikExecutive BoardAcquisition of shares by exercising subscription rights530,68219.5010,348,300.00
15.10.2021Dr. Axel MüllerSupervisory BoardAcquisition of shares by exercising subscription rights10,00019.50195,000.00
15.10.2021ELBER GmbHSupervisory BoardAcquisition of shares by exercising subscription rights522,00019.5010,179,000.00
15.10.2021Mark FriedrichExecutive BoardAcquisition of shares by exercising subscription rights5,00019.5097,500.00
15.10.2021Johannes LaumannExecutive BoardAcquisition of shares by exercising subscription rights6,75019.50131,625.00
15.10.2021Volker RofalskiSupervisory BoardAcquisition of shares by exercising subscription rights15,00019.50292,500.00
15.10.2021Dr. Kristian SchleedeExecutive BoardAcquisition of shares by exercising subscription rights1,50019.5029,250.00
13.10.2021Robin LaikExecutive BoardSale of subscription rights0.24072.66
08.10.2021Johannes LaumannExecutive BoardPurchase of subscription rights0.406,799.60
08.10.2021Volker RofalskiSupervisory BoardSale of subscription rights0.50305,030.11
08.10.2021Prof. Dr. Micha BlochingSupervisory BoardSale of subscription rights0.4544 578.90
07.10.2021Prof. Dr. Micha BlochingSupervisory BoardSale of subscription rights0.5245,124.72
07.10.2021Prof. Dr. Micha BlochingSupervisory BoardSale of subscription rights0.44527,385.25
07.10.2021Dr. Axel MüllerSupervisory BoardPurchase of subscription rights0.52405,539.204
06.10.2021Prof. Dr. Micha BlochingSupervisory BoardSale of subscription rights0.54102,618.84
06.10.2021Dr. Axel MüllerSupervisory BoardPurchase of subscription rights0.504,714.50
06.10.2021Dr. Kristian SchleedeExecutive BoardSale of subscription rights0.5463,003.00
05.10.2021Prof. Dr. Micha BlochingSupervisory BoardSale of subscription rights0.575723,028.00
04.10.2021Robin LaikExecutive BoardSale of subscription rights0.7031,325.00
04.10.2021Robin LaikExecutive BoardSale of subscription rights0.471,402,081.00
04.10.2021Mark FriedrichExecutive BoardSale of subscription rights0.8819,364.18
04.10.2021Robin LaikExecutive BoardGranting of subscription rights as part of a rights issue4,593,080
04.10.2021Dr. Kristian SchleedeExecutive BoardGranting of subscription rights as part of a rights issue10,000
04.10.2021Prof. Dr. Micha BlochingSupervisory BoardGranting of subscription rights as part of a rights issue9,780
04.10.2021Volker RofalskiSupervisory BoardGranting of subscription rights as part of a rights issue55,000
04.10.2021Dr. Axel MüllerSupervisory BoardGranting of subscription rights as part of a rights issue10,000
01.10.2021Johannes LaumannExecutive BoardGranting of subscription rights as part of a rights issue3,250
30.09.2021Mark FriedrichExecutive BoardGranting of subscription rights as part of a rights issue37,000
30.09.2021Prof. Dr. Micha BlochingSupervisory BoardGranting of subscription rights as part of a rights issue62,701
21.04.2021Robin LaikExecutive BoardSale of bond1,4961022.501,530,000.00
19.03.2021Johannes LaumannExecutive BoardSale of shares to settle acquisition costs ("sell-to-cover" sales) - Transaction under a stock option program5,24819.85104,189.00
19.03.2021Robin LaikExecutive BoardSale of shares to settle acquisition costs ("sell-to-cover" sales) - Transaction under a stock option program65,00019.851,290,250.00
19.03.2021Mark FriedrichExecutive BoardSale of shares to settle acquisition costs ("sell-to-cover" sales) - Transaction under a stock option program65,00019.851,290,250.00
19.03.2021Dr. Kristian SchleedeExecutive BoardSale of shares to settle acquisition costs ("sell-to-cover" sales) - Transaction under a stock option program19,99519.85396,912.00
18.03.2021Johannes LaumannExecutive BoardExercising options as part of a stock option program7,5008.8366,225.00
18.03.2021Robin LaikExecutive BoardExercising options as part of a stock option program90,0008.83794,700.00
18.03.2021Mark FriedrichExecutive BoardExercising options as part of a stock option program90,0008.83794,700.00
18.03.2021Dr. Kristian SchleedeExecutive BoardExercising options as part of a stock option program30,0008.83264,900.00
25.09.2020Robin LaikExecutive BoardPurchase of stocks8,5009.8383,532.00
23.09.2020Robin LaikExecutive BoardPurchase of stocks8,4989.8583,703.00
22.09.2020Robin LaikExecutive BoardPurchase of stocks8,5009.6581,999.00
18.09.2020Mark FriedrichExecutive BoardPurchase of stocks10,00010.29102,938.34
28.08.2020Robin LaikExecutive BoardPurchase of bond1,577970.001,530,000.00
09.07.2020Robin LaikExecutive BoardPurchase of stocks8,7009.8685,803.00
08.07.2020Robin LaikExecutive BoardPurchase of stocks9,0009.8688,071.01
07.07.2020Robin LaikExecutive BoardPurchase of stocks7,8009.8676,934.24
19.06.2020Robin LaikExecutive BoardPurchase of stocks19,98510.12202,229.53
16.06.2020Robin LaikExecutive BoardPurchase of bond15985.0014,775.00
19.08.2019Mark FriedrichExecutive BoardPurchase of stocks3,0008.5025,500.00
12.04.2019Robin LaikExecutive BoardPurchase of stocks30,00010.00300,000.00
15.03.2019Mark FriedrichExecutive BoardPurchase of stocks1,5008.9613,440.00
14.03.2019Robin LaikExecutive BoardPurchase of stocks20,0008.93178,600.00
13.03.2019Mark FriedrichExecutive BoardPurchase of stocks2,5008.9922,482.62
12.03.2019Robin LaikExecutive BoardPurchase of stocks30,0008.97269,100.00
22.02.2019Robin LaikExecutive BoardPurchase of stocks50,0009.34467,000.00
14.02.2019Robin LaikExecutive BoardPurchase of stocks5,2009.257248,137.38
09.01.2019Dr. Ulrich Hauck Supervisory BoardPurchase of stocks2,8429.1626,033.00
08.01.2019Dr. Ulrich HauckSupervisory BoardPurchase of stocks2,1588.9619,336.00
27.12.2018Robin LaikExecutive BoardPurchase of stocks10,2008.892190,699.28
21.12.2018Dr. Ulrich HauckSupervisory BoardPurchase of stocks5,0008.8044,000.00
20.12.2018Robin LaikExecutive BoardPurchase of stocks23,6889.0235213,748.06
17.12.2018Robin LaikExecutive BoardPurchase of stocks4,1119.037837,154.56
14.12.2018Robin LaikExecutive BoardPurchase of stocks16,7789.0325151,547.88
13.12.2018Robin LaikExecutive Board Purchase of stocks5,7509.0952,266.14
12.12.2018Robin LaikExecutive Board Purchase of stocks3,0009.1327,378.72
10.12.2018Robin LaikExecutive Board Purchase of stocks8,4008.8774,520.34
06.12.2018Robin LaikExecutive Board Purchase of stocks11,5009.44108,521.68
23.11.2018Robin LaikExecutive Board Purchase of stocks 11,0229.73107,253.88
23.11.2018Mark Friedrich Executive Board Purchase of stocks 5,0009.9049,521.26
15.11.2018Robin LaikExecutive BoardPurchase of stocks2,6559.3124,708.08
13.11.2018Robin LaikExecutive BoardPurchase of stocks5,0009.4247,090.08
13.11.2018Mark Friedrich Executive BoardPurchase of stocks3,2509.3330,331.64
30.10.2018Robin LaikExecutive BoardPurchase of stocks ** 21,5004.65100,000.00
26.10.2018Robin LaikExecutive BoardPurchase of stocks5,1808.8245,710.06
25.10.2018Robin LaikExecutive BoardPurchase of stocks5,7508.8250,719.20
12.10.2018Volker Rofalski Supervisory BoardPurchase of stocks5,0009.5247,566.80
11.10.2018Robin LaikExecutive BoardPurchase of stock**21,5009.04194,396.48
11.10.2018Mark FriedrichExecutive BoardPurchase of stocks1,7509.1415,987.52
21.08.2018Dr. Axel MüllerSupervisory BoardPurchase of stocks10,00011.00110,000.00
06.08.2018Volker RofalskiSupervisory BoardPurchase of stocks5,60010.8960,985.50
07.08.2018Robin LaikExecutive BoardPurchase of stocks12,86311.18143,794.20
07.08.2018Mark FriedrichExecutive BoardPurchase of stocks2,50011.4028,494.50
06.08.2018Robin LaikExecutive BoardPurchase of stocks73,66410.84798,287.90
06.08.2018Mark FriedrichExecutive BoardPurchase of stocks 4,23210.8745,981.40
05.07.2018Dr. Ulrich HauckSupervisory BoardPurchase of stocks10.00011.3230113,230.00
15.06.2018Dr. Ulrich HauckSupervisory BoardPurchase of stocks10,25012.927132,502.50
14.06.2018Dr. Wolf CorneliusExecutive BoardPurchase of stocks400012.2549,000.00
14.06.2018Dr. Wolf CorneliusExecutive BoardPruchase of stocks4,23210.8745,981.40
14.06.2018Robin LaikExecutive BoardPurchase of stocks3,00012.6237,868.80
13.06.2018Dr. Wolf CorneliusExecutive BoardPurchase of stocks1,02012.5012,750.00
13.06.2018Mark FriedrichExecutive BoardPurchase of stocks2,50012.2530,625.00
13.06.2018Robin LaikExecutive BoardPurchase of stocks4,00012.3249,266.90
03.05.2018Dr. Wolf CorneliusExecutive BoardReceipt of stock options25,0000,000,00
02.05.2018Robin LaikExecutive BoardReceipt of stock options90,0000,000,00
02.05.2018Dr. Kristian SchleedeExecutive BoardReceipt of stock options25,0000,000,00
02.05.2018Mark FriedrichExecutive BoardReceipt of stock options25,0000.000.00
01.03.2017Dr. Ulrich HauckSupervisory BoardSale10,00015.0482150,482.00
16.02.2017Dr. Ulrich HauckSupervisory BoardSale23.56015.00353,400.00
15.10.2016Dr. Axel GeuerExecutive BoardReceipt of stock options90,0000.000.00
15.10.2016Robin LaikExecutive BoardReceipt of stock options90.0000.000.00
15.10.2016Dr. Kristian SchleedeExecutive BoardReceipt of stock options30,0000.000.00
15.10.2016Mark FriedrichExecutive BoardReceipt of stock options90,0000.000.00

** (repurchase after settlement)